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Regulatory Compliance

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Filter:Regulatory Compliance

Category – Regulatory Compliance

Regulatory compliance refers to the adherence to laws, regulations, and guidelines governing business operations, particularly in the financial industry. In trading, regulatory compliance ensures that firms meet legal requirements, such as reporting, licensing, and anti-money laundering measures, to protect investors and maintain market integrity. Traders and firms must comply with regulations set by bodies like the SEC, CFTC, or FCA to avoid penalties, legal issues, and reputational damage, ensuring smooth market functioning and investor confidence.

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MAX RISK PERCENTAGE

Max Risk Percentage is the maximum percentage of the account balance that a trader sets at the account level to define their risk tolerance for transactions, trades, and the portfolio. It ensures disciplined and consistent risk management.

MAX RISK TOLERANCE

Max Risk Tolerance defines the maximum acceptable risk level for an account, reflecting the investor's capacity and willingness to withstand losses. This is determined by the trader's Max Risk Percentage.

PROFIT ALLOCATION TO CAPITAL RESERVE PERCENTAGE

Profit Allocation to Capital Reserve Percentage is the account-level percentage of trade profits allocated to the Capital Reserve. It preserves capital, supports long-term planning, and ensures funds for future opportunities or risks.

CAPITAL RESERVE

Capital Reserve is the allocated portion of capital from your total account balance intentionally set aside by the trader for non-trading purposes. It supports financial stability, long-term planning, and future opportunities.

TRADE RESERVE

Trade Reserve is the portion of your account allocated to maintain active trades, such as meeting margin requirements or collateral. It fluctuates based on trade size, leverage, and market conditions.

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