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Filter:Compliance

Category – Compliance

Compliance refers to the adherence to laws, regulations, and internal policies within an organization. In trading, compliance ensures that all transactions and activities align with legal frameworks, such as the Securities and Exchange Commission (SEC) rules or anti-money laundering (AML) standards. Traders must be aware of compliance issues to avoid legal risks and penalties. Financial institutions and traders face increasing scrutiny, with compliance being crucial in maintaining reputation and operating within regulatory boundaries.

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EXIT DATETIME

Exit datetime represents a combined date and time value in ISO 8601 format, enabling precise timestamp tracking with timezone support for exit forms.

ENTRY DATETIME

Entry datetime represents a combined date and time value in ISO 8601 format, enabling precise timestamp tracking with timezone support for entry forms.

PENNY STOCK

Penny stock is a small company's stock that typically trades for less than $5 per share.

MARKET MAKER

Market maker is a firm or individual who actively quotes two-sided markets in a security, providing bids and offers.

SPLIT ADJUSTED

Split adjusted refers to the adjustment made to a stock's price and shares outstanding to account for stock splits.

STOCK BUYBACK

Stock buyback is when a company buys back its own shares from the marketplace.

STOCK CERTIFICATE

Stock certificate is a legal document that certifies ownership of a specific number of shares in a corporation.

TRAILING STOP ORDER

Trailing stop order is a stop order that can be set at a defined percentage away from a security's current market price.

VALUE INVESTING

Value investing is an investment strategy where stocks are selected that trade for less than their intrinsic values.

UNDERWEIGHT

Underweight is an analyst's opinion regarding the future performance of a security, indicating it is expected to underperform.

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