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Filter:Compliance

Category – Compliance

Compliance refers to the adherence to laws, regulations, and internal policies within an organization. In trading, compliance ensures that all transactions and activities align with legal frameworks, such as the Securities and Exchange Commission (SEC) rules or anti-money laundering (AML) standards. Traders must be aware of compliance issues to avoid legal risks and penalties. Financial institutions and traders face increasing scrutiny, with compliance being crucial in maintaining reputation and operating within regulatory boundaries.

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ACCOUNT AVAILABLE

Account Available is the amount of capital in a trading account that is readily available for new trades. This includes unallocated cash, excluding funds tied up in open positions, reserves, or trade margins.

MARGIN REQUIREMENT VALUE

Margin Requirement Value represents the specific monetary amount required as collateral for a trade. It ensures sufficient funds are allocated to support leveraged or margin-based positions.

MARGIN REQUIREMENT PERCENTAGE

Margin Requirement Percentage is the percentage of a trade’s value that must be maintained as collateral. It ensures sufficient funds are allocated to support leveraged or margin-based positions.

ACCOUNT UTILIZATION RATE

Account Utilization Rate measures the percentage of an account's total value actively invested in open positions. It reflects the level of market exposure without considering cash allocations reserved for trades, fees, or margin requirements.

ACCOUNT GROWTH GOAL

Account Growth Goal is the target account value a trader aims to achieve, representing a specific financial target for increasing the account balance within a defined period.

ENTRY TIME

Entry Time is the exact time when a trader initiates a position by executing a buy or sell order.

EXIT DATE

Exit Date is the specific date when a trader closes a position by selling an asset or buying it back in the case of short selling.

EXIT TIME

Exit Time is the exact time when a trader closes a position by executing a sell order or buying back an asset.

TICKER

Ticker is a unique symbol assigned to a publicly traded security for identification on stock exchanges.

POSITION TYPE

Position Type indicates whether a trader holds a long (buy) or short (sell) position in an asset.

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